EPSTEIN
page 2 / 271 . OCR, unverified
Current
Period Value
Year-To-Date
Value
Beginning Cash Balance
0.00
Secunhes Transferred In
72.160.39
INFLOWS
Income
46,858.05
131,612.97
Total Inflows
SIOUAN
8131,612.97
Current
Year-To-Date
Cost Adjustments
Period Value
Value'
SWEEP ACCOUNT ACTIVITY
Sweep Account Sales
1,697,899.00
2,197,899.00
Cost Adjustments
219.76
659.94
Sweep Account Purchases
(1,739,350.48)
(3,257,774.93)
Total Cost Adjustments
$219.76
$659.94
Total Sweep Account Activity
($41,461.48)
($1,069,876.93)
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
13,808.22
2,973,071.24
Settled Securities Purchased
(19214.79)
(2.044.808 28)
Total Trade Activity
($6,406.57)
$928.262.96
Ending Cash Balance
$0.00
• Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a FIRST IN. FIRST OUT method for relieving assets
from your position
J.P.Morgan
Account
Page 9 of 12
Consolidated Statement Page 12
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00026752
SDNY_GM_00295950
EFTA01502290
--- SOURCE: IMAGES__0114__EFTA01502291.txt ---
METADATA_SOURCE: IMAGES0114
METADATA_FILENAME: EFTA01502291.pdf
----------------------------------------
THE HAZE TRUST
ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Settle Date
Type
Description
Quantity
Th
st
Per Unit
Amount
Amount
Selection Method
Income
211
Tax-Exempt Income
JPM TAX FREE RESV SWEEP FD 03957
(ID: 628266-92-6)
6.02
211
Div Domest
JPM HIGH YIELD FD - SEL FUND 3580 0 0.041 PER
SHARE (ID: 4812C0-80-3)
313,948.200
0.041
12,871.88
211
Div Dottiest
JPMORGAN TR I FLOAT RATE INC 4.24% @ 0.032 PER
SHARE (ID: 48121L-61-0)
198,216.066
0.032
6,342.91
2/25
Corporate Interest
CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1
CL 12A3 5.5595% MAR 25 2037 DTD 02/012007
(ID: 161630-BZ-0)
938,749407
0.004
3,835.21
2/25
Corporate Interest
WELLS FARGO MORTGAGE BACKED SEC 2005-9 CL B1
5.415413% 10/25/2035 DTD 09/01/2005
(ID: 94982W-8H-6)
6,200,000.000
0.004
24,002.03
Total Income
$46.858.05
J.P. Morgan
Account
Page 10 of 12
Consolidated Statement Page 13
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00026753
SDNY_GM_00295951
EFTA01502291
--- SOURCE: IMAGES__0114__EFTA01502292.txt ---
METADATA_SOURCE: IMAGES0114
METADATA_FILENAME: EFTA01502292.pdf
----------------------------------------
THE HAZE TRUST
ACCT.
SWEEP ACCOUNT ACTIVITY
For the Period 2/I/13 to 2/28/13
Type
Description
Quantity
Amount
Settle Date Selection Method
Sweep Account Purchases
2/28
Net Sweep
2/28
Net Sweep
JPM TAX FREE RESV SWEEP FD 83957
(ID: 628266-92-6)
JPM TAX FREE PREMIER SWEEP FD #92
(ID: 870994-92-8)
(1.697,892.980)
1,739,344.460
1.697.892 98
(1.739,344 46)
Total Sweep Account Purchases
TRADE ACTIVITY
Note:
S indicates Short Term Realized Gain/Loss
($41,451.48)
Trade Date
Type
Settle Date
Selection Method
Description
Per Unit
Realized
Quantity
Amount
Proceeds
Tax Cost
GainILoss
Settled Sales/Maturities/Redemptions
2125
Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-Al
(31,799.490)
43.423
13,808.22
(22,701.52)
(8,893.30) S
2/25
Pro Rata
CL 12A3 5.5595% MAR 25 2037 DID 02/01/2007
PAYMENT A/C PRINCIPAL (ID: 161630-BZ-0)
Trade Date
Per Unit
Settle Date
Type
Description
Quantity
Amount
Market Cost
Settled Securities Purchased
2/1
Purchase
JPM HIGH YIELD FD - SEL FUND 3580 REINVESTED @
1.569.741
8.20
(12.871.88)
2/1
8.20 PER SHARE (ID: 481200.80.3)
J.P.Morgan
Account W48054006 Page 11 of 12
Consolidated Statement Page 14
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00026754
SDNY_GM_00295952
EFTA01502292
--- SOURCE: IMAGES__0114__EFTA01502293.txt ---
METADATA_SOURCE: IMAGES0114
METADATA_FILENAME: EFTA01502293.pdf
----------------------------------------
THE HAZE TRUST
ACCT.
For the Period 2/1/13 to 2/28/13
Trade Date
Description
Quantity
Per Unit
Amount
Market Cost
Settle Date
Type
Settled Securities Purchased
2(1
Purchase
2/1
JPMORGAN TR I FLOAT RATE INC 4.24% REINVESTED.
10.06 PER SHARE (ID: 48121L-51-0)
630.507
10.06
(6,342.91)
Total Settled Securities Purchased
COST ADJUSTMENTS
($19,214.79)
Settle Date
Type
Description
Quantity
Cost Basis
Adjustments
Cost Adjustments
219.76
2/4
Wash Sale Atli
JPM HIGH YIELD FD - SEL FUND 3580 TRADE DATE OF
SALE : 01/22/13(1D: 4812C0-80-3)
315,517.941
J.P.Morgan
Accour
Page 12 of 12
Consolidated Statement Page 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00026755
SDNY_GM_00295953
EFTA01502293
--- SOURCE: IMAGES__0114__EFTA01502294.txt ---
METADATA_SOURCE: IMAGES0114
METADATA_FILENAME: EFTA01502294.pdf
----------------------------------------
J.P. Morgan Securities LLC
383 Madison Avenue, New York, NY 10179
Margin Account
J.P. Morgan Team
Justin Nelson
Banker
Paul Barrett